# Jose M Garza

Jose M Garza is an investment adviser representative (IAR) with state registration records since 2005, appearing at 12 firms. Currently registered with SIMPLICITY WEALTH LLC.

## Registration history (13)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SIMPLICITY WEALTH LLC](https://search.stillhousedata.com/firm/300572) | 2026-04-02 | present | Yes |
| [STRATEGY FINANCIAL GROUP](https://search.stillhousedata.com/firm/164531) | 2025-05-27 | 2026-01-29 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2022-06-06 | 2025-05-16 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2020-09-03 | 2022-05-10 | — |
| [SCHWAB WEALTH ADVISORY, INC.](https://search.stillhousedata.com/firm/159035) | 2018-06-19 | 2020-09-01 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2018-03-02 | 2020-03-11 | — |
| [PNC MANAGED ACCOUNT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/110476) | 2017-04-25 | 2017-09-11 | — |
| [MERCER GLOBAL ADVISORS INC.](https://search.stillhousedata.com/firm/147363) | 2015-09-05 | 2016-04-20 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2014-11-21 | 2015-08-27 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2008-03-06 | 2014-10-09 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2006-11-07 | 2007-04-25 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2006-05-17 | 2006-11-01 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2005-07-27 | 2006-11-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4382352)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4382352.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.