# ANDRE NICHOLAS LISTER

ANDRE NICHOLAS LISTER is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with ADVISOR COMPLIANCE PARTNERS LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ADVISOR COMPLIANCE PARTNERS LLC](https://search.stillhousedata.com/firm/338484) | 2025-09-30 | present | Yes |
| [SIGNALINE INVESTMENTS](https://search.stillhousedata.com/firm/282622) | 2016-04-28 | 2018-10-15 | — |
| [FINANCIAL ADVOCATES INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/151298) | 2011-05-10 | 2025-10-31 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-10-02 | 2011-12-21 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2006-05-26 | 2009-10-05 | — |
| [KMS FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/3866) | 2004-09-17 | 2006-05-26 | — |
| [AURA ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/129402) | 2004-03-12 | 2004-09-17 | — |
| [AURA FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/42822) | 2003-09-09 | 2004-09-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4405762)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4405762.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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