# Karen M Oberg

Karen M Oberg is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2021-11-29 | present | Yes |
| [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | 2015-12-07 | 2016-03-14 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2007-11-26 | 2014-04-10 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2006-08-12 | 2007-09-19 | — |
| [PIPER SANDLER & CO.](https://search.stillhousedata.com/firm/665) | 2005-12-19 | 2006-08-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4409324)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4409324.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.