# Joseph S James

Joseph S James is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with MARINER WEALTH ADVISORS-IC, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MARINER WEALTH ADVISORS-IC, LLC](https://search.stillhousedata.com/firm/289886) | 2024-08-16 | present | Yes |
| [AVANTAX PLANNING PARTNERS, INC.](https://search.stillhousedata.com/firm/106237) | 2013-04-29 | 2024-09-04 | — |
| [APRIO WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/127333) | 2003-06-10 | 2012-08-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4411376)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4411376.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.