# Brian Harry Schwartz

Brian Harry Schwartz is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-06-05 | present | Yes |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2017-08-21 | 2025-06-05 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2013-01-10 | 2017-08-21 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2009-10-05 | 2012-11-19 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2009-06-08 | 2009-10-05 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2007-10-03 | 2009-05-28 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2002-09-13 | 2007-10-04 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2002-01-16 | 2002-09-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4414183)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4414183.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.