# Richard H Addy

Richard H Addy is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2023-10-18 | present | Yes |
| [TD PRIVATE CLIENT WEALTH LLC](https://search.stillhousedata.com/firm/164484) | 2023-06-21 | 2023-10-05 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2022-05-18 | 2023-07-05 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2021-11-15 | 2022-05-18 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2017-03-07 | 2017-10-11 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2017-03-07 | 2017-10-11 | — |
| [ADVISORS ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/46727) | 2011-11-07 | 2013-12-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4422305)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4422305.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.