# Jocelyn Cates

Jocelyn Cates is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with EDWARD D. JONES & CO., L.P..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2017-04-10 | present | Yes |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2013-09-16 | 2017-04-04 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2012-08-14 | 2013-09-19 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2008-02-15 | 2012-08-10 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2006-07-06 | 2007-09-18 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-11-22 | 2006-04-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4422977)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4422977.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.