# WILLIAM DOUGLAS HICKS

WILLIAM DOUGLAS HICKS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 9 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2023-05-19 | present | Yes |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2016-07-15 | 2023-05-19 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2014-12-05 | 2016-07-26 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-04-22 | 2014-11-20 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2011-07-05 | 2014-04-24 | — |
| [UVEST FINANCIAL SERVICES GROUP, INC.](https://search.stillhousedata.com/firm/13787) | 2009-06-01 | 2011-07-05 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2007-05-30 | 2009-06-08 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2007-05-22 | 2007-05-31 | — |
| [DFC INVESTOR SERVICES](https://search.stillhousedata.com/firm/18558) | 2006-07-25 | 2007-05-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4423760)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4423760.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.