# CARLOS RIVAS

CARLOS RIVAS is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-01-21 | present | Yes |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2012-01-04 | 2013-02-12 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-02-21 | 2011-12-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4429905)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4429905.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.