# DAVID ROLAND MONGEAU

DAVID ROLAND MONGEAU is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with CHESS FINANCIAL PLANNING LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WCG WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/173194) | 2021-12-08 | 2022-02-24 | — |
| [CHESS FINANCIAL PLANNING LLC](https://search.stillhousedata.com/firm/292777) | 2018-03-20 | present | Yes |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2017-05-22 | 2018-03-16 | — |
| [CHESS FINANCIAL PLANNING LLC](https://search.stillhousedata.com/firm/285228) | 2017-01-27 | 2017-06-22 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-10-20 | 2005-02-14 | — |
| [QUICK & REILLY, INC.](https://search.stillhousedata.com/firm/11217) | 2004-03-15 | 2004-10-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4441763)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4441763.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.