# MICHAEL DAVID RUFFALO

MICHAEL DAVID RUFFALO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2014-03-06 | present | Yes |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2009-11-05 | 2014-02-19 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-09-08 | 2009-11-11 | — |
| [WATERSTONE FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/10078) | 2004-05-19 | 2009-09-08 | — |
| [NSA SECURITIES CORPORATION](https://search.stillhousedata.com/firm/38472) | 2002-05-28 | 2004-05-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4452613)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4452613.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.