# Simon Y Chung

Simon Y Chung is an investment adviser representative (IAR) with state registration records since 2004, appearing at 11 firms. Currently registered with CAPFINANCIAL PARTNERS, LLC.

## Registration history (13)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAPFINANCIAL PARTNERS, LLC](https://search.stillhousedata.com/firm/175112) | 2026-02-16 | present | Yes |
| [ALPHA CUBED INVESTMENTS, LLC](https://search.stillhousedata.com/firm/159347) | 2021-03-23 | 2026-04-30 | — |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2019-06-13 | 2021-03-09 | — |
| [CHURCHILL MANAGEMENT GROUP](https://search.stillhousedata.com/firm/109651) | 2018-08-30 | 2019-04-23 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2017-10-24 | 2018-06-25 | — |
| [SORRENTO PACIFIC FINANCIAL, LLC](https://search.stillhousedata.com/firm/127787) | 2017-07-25 | 2017-10-13 | — |
| [CREATIVE PLANNING, LLC](https://search.stillhousedata.com/firm/105348) | 2016-09-26 | 2017-02-15 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2016-07-11 | 2016-09-23 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2014-06-04 | 2016-05-23 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2012-08-24 | 2014-05-27 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2012-08-24 | 2014-05-27 | — |
| [FISHER ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/107342) | 2011-08-04 | 2012-08-01 | — |
| [WFP SECURITIES](https://search.stillhousedata.com/firm/35098) | 2004-11-17 | 2011-07-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4460687)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4460687.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.