# HEATHER OGREN HALE

HEATHER OGREN HALE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with THOROUGHBRED FINANCIAL SERVICES, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [THOROUGHBRED FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/47893) | 2019-03-11 | present | Yes |
| [PEAK FINANCIAL PLANNING, LLC](https://search.stillhousedata.com/firm/288338) | 2017-06-15 | 2019-03-06 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2016-07-18 | 2017-04-07 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2015-01-16 | 2016-07-18 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2012-01-06 | 2015-01-20 | — |
| [INVESTMENT ADVISORS INTERNATIONAL, INC.](https://search.stillhousedata.com/firm/139233) | 2008-01-11 | 2012-01-06 | — |
| [WORLD EQUITY GROUP, INC.](https://search.stillhousedata.com/firm/29087) | 2004-02-17 | 2007-07-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4470449)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4470449.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.