# JAMES MICHAEL RICHARD

JAMES MICHAEL RICHARD is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with QUINCY WELLS ADVISORS, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [QUINCY WELLS ADVISORS, LLC](https://search.stillhousedata.com/firm/307477) | 2026-03-27 | present | Yes |
| [QUINCY WELLS ADVISORS, LLC](https://search.stillhousedata.com/firm/307477) | 2022-01-10 | 2026-03-26 | — |
| [QUINCY WELLS ADVISORS, LLC](https://search.stillhousedata.com/firm/307477) | 2021-11-08 | 2021-12-31 | — |
| [B. RILEY WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/2543) | 2010-07-19 | 2021-09-02 | — |
| [ANDERSON & STRUDWICK, INCORPORATED](https://search.stillhousedata.com/firm/48) | 2010-07-01 | 2010-07-16 | — |
| [JESUP & LAMONT SECURITIES CORP](https://search.stillhousedata.com/firm/39056) | 2009-11-06 | 2010-07-07 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2006-09-27 | 2009-11-10 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2005-05-09 | 2005-06-22 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2003-08-22 | 2003-11-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4487263)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4487263.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.