# RICHARD HENRY ALPERT

RICHARD HENRY ALPERT is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with RAUB BROCK CAPITAL MANAGEMENT, LP.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAUB BROCK CAPITAL MANAGEMENT, LP](https://search.stillhousedata.com/firm/153994) | 2021-01-04 | present | Yes |
| [RAUB BROCK CAPITAL MANAGEMENT, LP](https://search.stillhousedata.com/firm/153994) | 2010-11-19 | 2020-12-31 | — |
| [RAUB/BROCK CAPITAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/118034) | 2010-06-16 | 2010-11-29 | — |
| [NEWFOCUS FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/132578) | 2005-05-05 | 2010-12-21 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2004-02-11 | 2005-06-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4487716)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4487716.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.