# CATHERINE MARIE CLARK

CATHERINE MARIE CLARK is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with VANGUARD ADVISERS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VANGUARD ADVISERS, INC.](https://search.stillhousedata.com/firm/106715) | 2021-07-26 | present | Yes |
| [PFS INVESTMENTS INC.](https://search.stillhousedata.com/firm/10111) | 2021-03-01 | 2021-06-15 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2015-09-14 | 2019-03-05 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2013-09-16 | 2015-07-16 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2006-04-04 | 2012-03-06 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2004-05-04 | 2005-05-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4491208)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4491208.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.