# GREGG JULIAN WALLER

GREGG JULIAN WALLER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC., DUNCAN FINANCIAL PLANNING ADVISORS.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [DUNCAN FINANCIAL PLANNING ADVISORS](https://search.stillhousedata.com/firm/309454) | 2021-02-18 | present | Yes |
| [DUNCAN FINANCIAL PLANNING ADVISORS](https://search.stillhousedata.com/firm/309454) | 2020-12-18 | 2020-12-31 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2016-03-01 | present | Yes |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2014-11-17 | 2016-01-09 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2013-01-16 | 2014-10-15 | — |
| [OSAIC FS, INC.](https://search.stillhousedata.com/firm/3870) | 2004-01-28 | 2004-10-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4493873)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4493873.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.