# TOM MIN NGO

TOM MIN NGO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with BAKER AVENUE ASSET MANAGEMENT, LP.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VERIDI CAPITAL](https://search.stillhousedata.com/firm/304374) | 2019-07-16 | 2021-12-31 | — |
| [BAKER AVENUE ASSET MANAGEMENT, LP](https://search.stillhousedata.com/firm/132657) | 2019-07-11 | present | Yes |
| [ICONIQ CAPITAL, LLC](https://search.stillhousedata.com/firm/159198) | 2015-05-01 | 2018-07-27 | — |
| [AURA ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/129402) | 2006-07-07 | 2006-10-03 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2002-12-10 | 2004-06-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4494020)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4494020.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.