# James Frederick Shafferman

James Frederick Shafferman is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with EDWARD D. JONES & CO., L.P..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2019-01-10 | present | Yes |
| [CAPITAL ONE ADVISORS, LLC](https://search.stillhousedata.com/firm/136865) | 2016-09-06 | 2018-04-04 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2013-01-18 | 2016-08-18 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2010-01-29 | 2013-01-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4497726)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4497726.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.