# MICHAEL THOMAS LEE

MICHAEL THOMAS LEE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 9 firms. Currently registered with COMPASS FINANCIAL MANAGEMENT LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [COMPASS FINANCIAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/156345) | 2021-08-06 | present | Yes |
| [ALTIUM WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/154719) | 2018-10-05 | 2019-11-18 | — |
| [INVESTMARK ADVISORY GROUP LLC](https://search.stillhousedata.com/firm/121060) | 2017-02-03 | 2018-09-24 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2017-02-01 | 2018-10-01 | — |
| [KESTRA PRIVATE WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/155193) | 2014-07-02 | 2017-08-23 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2014-07-09 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-06-28 | 2009-06-01 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2005-05-26 | 2007-05-18 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2003-07-17 | 2005-06-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4502893)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4502893.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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