# KAREN VALERIE MENDOZA

KAREN VALERIE MENDOZA is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with ANDBANC ADVISORY LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ANDBANC ADVISORY LLC](https://search.stillhousedata.com/firm/150463) | 2015-12-17 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2015-12-07 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2009-05-14 | 2009-06-01 | — |
| [UBS INTERNATIONAL INC.](https://search.stillhousedata.com/firm/107726) | 2007-12-05 | 2009-06-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4517507)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4517507.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.