# DAVID WAYNE BABB

DAVID WAYNE BABB is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with STONE BRIDGE ASSET MANAGEMENT, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STONE BRIDGE ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/159334) | 2011-12-22 | present | Yes |
| [ASHDON INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/130180) | 2010-08-11 | 2012-03-19 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2005-09-14 | 2009-12-04 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2004-09-15 | 2005-08-19 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2002-07-11 | 2004-08-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4522145)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4522145.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.