# DOUGLAS W. O'CONNELL

DOUGLAS W. O'CONNELL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with HIGHPOINT ADVISOR GROUP, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HIGHPOINT ADVISOR GROUP, LLC](https://search.stillhousedata.com/firm/316636) | 2021-12-08 | present | Yes |
| [HIGHPOINT PLANNING PARTNERS](https://search.stillhousedata.com/firm/163768) | 2016-06-30 | 2021-12-31 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2010-01-15 | 2016-07-11 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2007-05-29 | 2010-01-27 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2004-03-12 | 2007-05-29 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2002-07-26 | 2004-04-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4538806)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4538806.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.