# THOMAS UTTERBACK GRINNELL

THOMAS UTTERBACK GRINNELL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with SHERPA FINANCIAL GUIDES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SHERPA FINANCIAL GUIDES, INC.](https://search.stillhousedata.com/firm/314973) | 2021-06-19 | present | Yes |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2021-05-06 | 2021-06-17 | — |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2019-05-08 | 2021-05-04 | — |
| [BB&T SECURITIES, LLC](https://search.stillhousedata.com/firm/142785) | 2018-01-02 | 2018-12-14 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2004-03-22 | 2018-01-02 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2002-10-08 | 2003-12-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4540693)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4540693.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.