# CATHERINE ANNE LOPEZ

CATHERINE ANNE LOPEZ is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with USAA INVESTMENT SERVICES COMPANY.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [USAA INVESTMENT SERVICES COMPANY](https://search.stillhousedata.com/firm/5475) | 2020-11-06 | present | Yes |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2017-01-04 | 2018-01-08 | — |
| [COMERICA SECURITIES](https://search.stillhousedata.com/firm/17079) | 2015-05-29 | 2016-11-28 | — |
| [NORTHPOINTE FINANCIAL, LLC](https://search.stillhousedata.com/firm/165118) | 2013-07-16 | 2015-05-19 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2012-08-02 | 2013-07-05 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2010-09-24 | 2012-07-13 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2005-09-12 | 2010-09-09 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2002-08-15 | 2005-07-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4546054)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4546054.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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