# RICHARD MONTGOMERY PATRICK

RICHARD MONTGOMERY PATRICK is an investment adviser representative (IAR) with state registration records since 2003, appearing at 9 firms. Currently registered with SOWELL FINANCIAL SERVICES, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SOWELL FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/127145) | 2025-01-01 | present | Yes |
| [NAPLES ASSET MANAGEMENT CO., LLC](https://search.stillhousedata.com/firm/133978) | 2016-06-16 | 2020-10-03 | — |
| [WEALTHSOURCE®](https://search.stillhousedata.com/firm/282202) | 2016-03-16 | 2016-07-15 | — |
| [AVANT-GARDE ADVISORS LLC](https://search.stillhousedata.com/firm/151527) | 2012-06-25 | 2016-07-15 | — |
| [B. RILEY WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/2543) | 2011-04-26 | 2012-06-05 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2004-12-07 | 2011-05-17 | — |
| [IFMG SECURITIES, INC.](https://search.stillhousedata.com/firm/14416) | 2004-08-05 | 2004-11-12 | — |
| [WAMU INVESTMENTS, INC.](https://search.stillhousedata.com/firm/599) | 2004-01-07 | 2004-08-05 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2003-05-16 | 2003-12-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4546296)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4546296.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.