# Niccolo Alfred Gonzales

Niccolo Alfred Gonzales is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with W&S BROKERAGE SERVICES, INC..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [W&S BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/8099) | 2026-03-23 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-08-10 | 2026-02-06 | — |
| [SECURIAN FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/15296) | 2022-08-18 | 2023-08-10 | — |
| [PARK AVENUE SECURITIES LLC](https://search.stillhousedata.com/firm/46173) | 2021-06-28 | 2022-08-15 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2017-11-07 | 2020-10-12 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2015-09-01 | 2017-09-05 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2012-06-01 | 2015-08-28 | — |
| [CINCINNATI ANALYSTS, INC.](https://search.stillhousedata.com/firm/5478) | 2011-01-12 | 2012-06-01 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2002-10-24 | 2009-07-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4552092)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4552092.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.