# RICHARD DAVID DERAFELO

RICHARD DAVID DERAFELO is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with EP WEALTH ADVISORS, LLC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EP WEALTH ADVISORS, LLC.](https://search.stillhousedata.com/firm/111147) | 2023-04-18 | present | Yes |
| [LEHMAN FINANCIAL RESOURCES](https://search.stillhousedata.com/firm/292523) | 2018-07-20 | 2023-05-15 | — |
| [LEHMAN FINANCIAL RESOURCES, INC.](https://search.stillhousedata.com/firm/139500) | 2006-02-24 | 2019-06-27 | — |
| [PTK FINANCIAL, LLC](https://search.stillhousedata.com/firm/115012) | 2004-12-13 | 2006-01-04 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2003-08-15 | 2004-11-18 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2003-06-11 | 2003-08-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4553959)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4553959.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.