# NICHOLAS ANTHONY SUTTON

NICHOLAS ANTHONY SUTTON is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2004-07-02 | present | Yes |
| [GENWORTH FINANCIAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/105560) | 2003-05-15 | 2004-07-02 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2002-10-11 | 2003-02-14 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2002-08-21 | 2002-09-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4557788)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4557788.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.