# HAROLD THOMAS WHALEN

HAROLD THOMAS WHALEN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with NUVEEN ASSET MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NUVEEN ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/155584) | 2025-07-23 | present | Yes |
| [THORNBURG INVESTMENT MANAGEMENT INC](https://search.stillhousedata.com/firm/106357) | 2020-03-27 | 2025-05-07 | — |
| [NATIXIS ADVISORS, LLC](https://search.stillhousedata.com/firm/106800) | 2011-04-25 | 2020-04-03 | — |
| [EATON VANCE MANAGEMENT](https://search.stillhousedata.com/firm/104859) | 2008-08-29 | 2011-04-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4558083)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4558083.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.