# STEVEN SCOTT SMITH

STEVEN SCOTT SMITH is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with OSAIC INSTITUTIONS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2019-10-25 | present | Yes |
| [PEOPLE'S UNITED ADVISORS, INC.](https://search.stillhousedata.com/firm/292454) | 2018-05-21 | 2019-11-13 | — |
| [PEOPLE'S SECURITIES, INC.](https://search.stillhousedata.com/firm/13704) | 2010-01-27 | 2019-11-13 | — |
| [TD WEALTH MANAGEMENT SERVICES INC.](https://search.stillhousedata.com/firm/6940) | 2009-11-17 | 2010-01-08 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2005-06-10 | 2009-11-17 | — |
| [VOYA RETIREMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/3989) | 2004-11-10 | 2005-06-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4561253)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4561253.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.