# TRACEY J BREAUX

TRACEY J BREAUX is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with ERNST & YOUNG INVESTMENT ADVISERS LLP.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ERNST & YOUNG INVESTMENT ADVISERS LLP](https://search.stillhousedata.com/firm/110921) | 2022-09-22 | present | Yes |
| [FRUITFUL ADVISORY, LLC](https://search.stillhousedata.com/firm/322603) | 2022-09-16 | 2022-09-20 | — |
| [ORIGIN INVESTMENT ADVISORY LLC](https://search.stillhousedata.com/firm/305353) | 2021-06-24 | 2022-03-24 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2014-05-02 | 2019-04-12 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2011-09-02 | 2012-10-10 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-09-24 | 2011-02-01 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-04-07 | 2009-04-06 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2003-02-21 | 2004-03-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4566591)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4566591.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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