# KENNETH JAMES DEAN

KENNETH JAMES DEAN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with WINTHROP ADVISORY GROUP, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WINTHROP ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/288178) | 2018-05-07 | present | Yes |
| [PEAK FINANCIAL MANAGEMENT INC](https://search.stillhousedata.com/firm/110559) | 2016-01-14 | 2017-07-24 | — |
| [GRANITE STATE RETIREMENT PLANNING, INC.](https://search.stillhousedata.com/firm/141899) | 2008-02-22 | 2013-01-08 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2003-06-10 | 2003-08-12 | — |
| [MONEY CONCEPTS CAPITAL CORP](https://search.stillhousedata.com/firm/12963) | 2003-01-16 | 2003-05-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4567381)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4567381.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.