# Harold Frank Wachtel

Harold Frank Wachtel is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with WACHTEL CAPITAL ADVISORS, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WACHTEL CAPITAL ADVISORS, LLC](https://search.stillhousedata.com/firm/311280) | 2020-12-08 | present | Yes |
| [AURORA PRIVATE WEALTH, INC.](https://search.stillhousedata.com/firm/281604) | 2018-05-01 | 2021-05-03 | — |
| [WACHTEL CAPITAL ADVISORS, LLC](https://search.stillhousedata.com/firm/149985) | 2009-05-14 | 2019-10-31 | — |
| [HORIZON POINT WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/146712) | 2008-04-24 | 2009-08-05 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2008-04-24 | 2008-07-09 | — |
| [M HOLDINGS SECURITIES, INC.](https://search.stillhousedata.com/firm/43285) | 2005-03-28 | 2008-04-29 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2003-12-19 | 2005-02-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4569632)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4569632.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.