# DAVID VAUGHN THOMAS

DAVID VAUGHN THOMAS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-01-11 | present | Yes |
| [AMERITAS ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/317245) | 2021-11-01 | 2023-01-26 | — |
| [AMERITAS INVESTMENT COMPANY, LLC](https://search.stillhousedata.com/firm/14869) | 2020-03-31 | 2021-11-01 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2016-08-16 | 2020-03-23 | — |
| [BOK FINANCIAL SECURITIES, INC.](https://search.stillhousedata.com/firm/17530) | 2013-08-01 | 2016-09-15 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-11-06 | 2013-08-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2005-07-06 | 2008-11-07 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2004-05-28 | 2005-07-20 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2003-08-11 | 2004-06-10 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2002-10-30 | 2003-08-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4576125)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4576125.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.