# JAMES TOYE

JAMES TOYE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2022-01-31 | present | Yes |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2017-12-12 | 2022-05-06 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2017-11-30 | 2022-05-06 | — |
| [SCOTTRADE INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/169988) | 2017-03-29 | 2017-12-12 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2015-12-16 | 2016-07-26 | — |
| [FINANCIAL ENGINES ADVISOR CENTER, LLC](https://search.stillhousedata.com/firm/109238) | 2015-09-02 | 2016-01-14 | — |
| [THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER](https://search.stillhousedata.com/firm/140760) | 2014-12-15 | 2016-01-04 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2006-08-30 | 2014-12-22 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2006-08-30 | 2014-12-22 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2003-01-02 | 2006-09-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4576181)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4576181.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.