# SHAWN PHILIP BERTHELOT

SHAWN PHILIP BERTHELOT is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with AVANTAX PLANNING PARTNERS, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AVANTAX PLANNING PARTNERS, INC.](https://search.stillhousedata.com/firm/106237) | 2024-05-24 | present | Yes |
| [CITIZENS SECURITIES, INC.](https://search.stillhousedata.com/firm/39550) | 2021-04-19 | 2024-05-14 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2008-12-15 | 2020-12-31 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2008-12-15 | 2021-01-11 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2008-09-15 | 2008-09-23 | — |
| [NATCITY INVESTMENTS, INC.](https://search.stillhousedata.com/firm/17490) | 2004-12-13 | 2008-08-20 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2002-11-12 | 2003-09-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4577477)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4577477.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.