# Brian Keith Puddy

Brian Keith Puddy is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2019-01-07 | present | Yes |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2018-04-04 | 2018-12-20 | — |
| [INVESTMENT CENTERS OF AMERICA, INC.](https://search.stillhousedata.com/firm/16443) | 2015-01-02 | 2018-03-19 | — |
| [SII INVESTMENTS, INC.](https://search.stillhousedata.com/firm/2225) | 2006-02-28 | 2018-03-19 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2004-01-05 | 2004-01-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4577968)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4577968.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
