# RICHARD ALLAN WALSH

RICHARD ALLAN WALSH is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2018-10-31 | present | Yes |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2011-11-10 | 2018-11-29 | — |
| [SANDERS MORRIS LLC](https://search.stillhousedata.com/firm/20580) | 2006-12-20 | 2011-11-10 | — |
| [SMH CAPITAL ADVISORS LLC](https://search.stillhousedata.com/firm/108344) | 2005-03-11 | 2006-07-14 | — |
| [CASCADE INVESTMENT GROUP, INC.](https://search.stillhousedata.com/firm/35844) | 2003-05-27 | 2005-03-11 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 1997-12-01 | 2003-04-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/458092)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/458092.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.