# GAVIN KANZO SUMIMOTO

GAVIN KANZO SUMIMOTO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2017-03-20 | present | Yes |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2007-12-20 | 2009-11-16 | — |
| [DFC INVESTOR SERVICES](https://search.stillhousedata.com/firm/18558) | 2006-02-22 | 2007-08-10 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2002-11-06 | 2006-03-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4583728)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4583728.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.