# Catherine Aglipay

Catherine Aglipay is an investment adviser representative (IAR) with state registration records since 2003, appearing at 13 firms. Currently registered with TD PRIVATE CLIENT WEALTH LLC.

## Registration history (13)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TD PRIVATE CLIENT WEALTH LLC](https://search.stillhousedata.com/firm/164484) | 2026-06-24 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2022-10-10 | 2025-05-30 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2020-07-29 | 2022-10-14 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2018-06-06 | 2020-03-10 | — |
| [CAPITAL ONE ADVISORS, LLC](https://search.stillhousedata.com/firm/136865) | 2015-01-28 | 2018-05-02 | — |
| [CAPITAL ONE FINANCIAL ADVISORS LLC](https://search.stillhousedata.com/firm/127236) | 2013-11-18 | 2015-01-28 | — |
| [FOLGER NOLAN FLEMING DOUGLAS INCORPORATED](https://search.stillhousedata.com/firm/319) | 2011-09-30 | 2013-11-06 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2011-09-09 | 2011-09-30 | — |
| [FOUNDATION FINANCIAL ADVISORS, INC](https://search.stillhousedata.com/firm/121604) | 2009-05-26 | 2009-10-06 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2009-05-07 | 2009-10-08 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-04-02 | 2007-05-15 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2005-10-05 | 2007-04-02 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2003-05-14 | 2005-07-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4589295)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4589295.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.