# LISA Potts Bauer

LISA Potts Bauer is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2020-11-12 | present | Yes |
| [RIDGE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/127200) | 2017-06-13 | 2021-12-31 | — |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2015-04-29 | 2020-11-12 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2011-05-31 | 2015-04-01 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2008-02-20 | 2011-04-25 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2007-08-08 | 2008-02-13 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2004-04-01 | 2007-08-14 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2003-03-03 | 2003-06-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4589837)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4589837.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.