# MARK BRET UMEK

MARK BRET UMEK is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with EMPIRICAL FINANCIAL SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EMPIRICAL FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/152622) | 2019-12-11 | present | Yes |
| [FISHER ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/107342) | 2015-01-23 | 2018-06-08 | — |
| [CAPITAL FINANCIAL CONSULTANTS GROUP, INC.](https://search.stillhousedata.com/firm/133657) | 2012-05-10 | 2014-12-31 | — |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2011-02-22 | 2014-12-31 | — |
| [QA3 FINANCIAL LLC](https://search.stillhousedata.com/firm/104957) | 2008-12-09 | 2011-02-11 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2006-09-13 | 2008-12-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4593353)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4593353.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.