# Kathleen Marie Baez

Kathleen Marie Baez is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2025-09-03 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-01-04 | 2025-09-05 | — |
| [INTEGRATED WEALTH CONCEPTS LLC](https://search.stillhousedata.com/firm/284656) | 2020-01-22 | 2021-01-07 | — |
| [ONEDIGITAL INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/106766) | 2018-12-05 | 2019-11-30 | — |
| [IFP ADVISORS, LLC](https://search.stillhousedata.com/firm/125112) | 2016-01-26 | 2018-12-31 | — |
| [NRP ADVISORS, INC.](https://search.stillhousedata.com/firm/141430) | 2007-09-21 | 2010-12-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2006-10-17 | 2007-09-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4598733)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4598733.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.