# Neil Christopher Guarniere

Neil Christopher Guarniere is an investment adviser representative (IAR) with state registration records since 2017, appearing at 11 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2025-12-23 | present | Yes |
| [KESTRA ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/283330) | 2025-09-16 | 2025-11-13 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2025-01-13 | 2025-09-08 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2023-01-24 | 2025-01-02 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2022-10-06 | 2022-12-16 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2022-01-25 | 2022-06-27 | — |
| [CADARET, GRANT & CO., INC.](https://search.stillhousedata.com/firm/10641) | 2020-10-14 | 2021-12-31 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2020-07-14 | 2020-09-16 | — |
| [MASTERPIECE CAPITAL, LLC](https://search.stillhousedata.com/firm/290075) | 2020-03-06 | 2020-03-11 | — |
| [LION STREET ADVISORS, LLC](https://search.stillhousedata.com/firm/167610) | 2019-09-17 | 2019-11-12 | — |
| [CAPITAL ANALYSTS, LLC](https://search.stillhousedata.com/firm/162200) | 2017-12-04 | 2019-06-25 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2017-12-04 | 2019-06-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4603456)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4603456.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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