# DOUGLAS ROBERT FILIPOVITS

DOUGLAS ROBERT FILIPOVITS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-03-21 | present | Yes |
| [BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/13609) | 2008-06-04 | 2012-11-26 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2006-06-15 | 2006-12-31 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2004-01-14 | 2006-02-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4603657)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4603657.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.