# JAMES WINDHAM RORIE

JAMES WINDHAM RORIE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2022-02-25 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2015-05-06 | 2017-09-27 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2012-02-02 | 2015-04-28 | — |
| [FTB ADVISORS, INC.](https://search.stillhousedata.com/firm/143830) | 2010-09-23 | 2012-02-02 | — |
| [FIRST HORIZON ADVISORS, INC.](https://search.stillhousedata.com/firm/17117) | 2004-03-05 | 2012-02-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4613990)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4613990.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.