# TOM D NGUYEN

TOM D NGUYEN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 8 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2025-02-03 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2019-07-18 | 2025-02-04 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2017-12-01 | 2019-08-05 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2015-04-13 | 2017-12-13 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2009-05-02 | 2012-03-27 | — |
| [WAMU INVESTMENTS, INC.](https://search.stillhousedata.com/firm/599) | 2009-04-24 | 2009-05-02 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2007-06-22 | 2008-11-18 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2007-04-05 | 2007-06-12 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2006-06-23 | 2006-12-01 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2005-01-19 | 2005-06-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4620133)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4620133.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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