# DAVID WAYNE MATTHEWS

DAVID WAYNE MATTHEWS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2021-09-03 | present | Yes |
| [BROADWAY WEALTH SOLUTIONS](https://search.stillhousedata.com/firm/291753) | 2021-01-21 | 2021-09-01 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2019-08-29 | 2021-01-14 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2019-03-28 | 2019-09-03 | — |
| [SWBC INVESTMENT COMPANY](https://search.stillhousedata.com/firm/140994) | 2017-08-24 | 2018-12-26 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2010-11-17 | 2017-08-22 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2003-02-27 | 2005-04-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4620837)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4620837.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.