# SOPHIA HARDING

SOPHIA HARDING is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2024-06-17 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-03-05 | 2023-10-18 | — |
| [STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC](https://search.stillhousedata.com/firm/1254) | 2019-03-01 | 2023-03-02 | — |
| [RBC SECURITIES, INC.](https://search.stillhousedata.com/firm/103705) | 2016-08-23 | 2019-01-30 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2014-08-15 | 2016-06-02 | — |
| [NORTHERN TRUST SECURITIES, INC.](https://search.stillhousedata.com/firm/7927) | 2006-10-30 | 2009-12-31 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2003-09-08 | 2006-06-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4621759)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4621759.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.